Updated March 5 at 6:05pm
Financial Services
623 results total, viewing 591 - 600
Banco Santander SA was fined 12.4 million pounds ($20.5 million) by the U.K. regulator for flaws in investment advice given to customers as the watchdog clamps down on misconduct in consumer lending. more
Former Rhode Island stockbroker Stephen E. Gagnon has been barred from the securities industry due to fraud, according an announcement by the Boston Regional Office of the Securities and Exchange Commission. more
Customers Bank has named Cathleen Paniccia regional manager and vice president of mortgage banking for the bank’s New England market. She will be based in Providence as part of the Customers Bank New England Market President Steve Issa. more
Executive vice president for everyday banking for RBS Citizens Financial Group more
Mechanics Cooperative Bank has launched the Mechanics Investment Group and appointed Glen A. Chretien as financial consultant, the bank announced March 19. more
Royal Bank of Scotland Group PLC rose in London trading after the Wall Street Journal reported that Sumitomo Mitsui Financial Group Inc. may bid for the Edinburgh-based lender’s U.S. retail banking unit. more
Coroners in London are preparing to investigate two apparent suicides as unexpected deaths by finance workers around the world have raised concerns about mental health and stress levels in the industry. more
One year ago, jewelry-design company Haverhill Inc. was little more than an idea on a piece of paper. Today, CEO Alison Cariati is preparing to file the Providence company’s first corporate tax return after a strong holiday season and has begun talking about the day when Haverhill might be able to hire full-time employees and move into an office of its own. more
Jim Ryczek, executive director of the Rhode Island Coalition for the Homeless, estimates that $20 million invested in preventing homelessness could put a large enough dent in the problem to save the state money in the long term. more
Edward O. “Ned” Handy III has risen from the trenches of the region’s ever-shifting banking landscape to the executive suites of two locally prominent banks. more
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