Tag: LPL Financial
Federal Reserve minutes: Too-high inflation, still a threat, could require more...
WASHINGTON (AP) – Most Federal Reserve officials last month still regarded high inflation as an ongoing threat that could require further interest rate increases,...
Financial Advisor Bradford C. Corbett Joins OceanPoint Investment Solutions
OceanPoint Investment Solutions is pleased to announce that Bradford C. Corbett has joined LPL Financial as a financial advisor. A wealth manager with over...
Five Questions With: Donald M. Hartley
Donald M. Hartley is a financial adviser with LPL Financial* who was recently named an employee of a new subsidiary of BankNewport known as...
BankNewport introduces OceanPoint Investment Solutions
NEWPORT – BankNewport has teamed up with the largest national independent broker-dealer to provide financial and advisory services through a subsidiary known as OceanPoint...
Investment firm agrees to fine and censure over sales of real...
PROVIDENCE – An investment firm owned by Boston-based LPL Financial LLC has agreed with Massachusetts securities regulators to pay a $50,000 fine for its...
Firm reaches settlement, buy-back plan for illegal sale of securities
PROVIDENCE – The financial services firm LPL Financial LLC has agreed to pay a settlement of $26 million for illegally selling unregistered, nonexempt securities...
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