Tag: Securities and Exchange Commission
Crestwood Advisors named a ‘top financial advisory firm’ by Newsweek
BOSTON – Crestwood Advisors Group LLC, a boutique investment advisory and wealth management firm based in Boston with offices in Rhode Island, Connecticut and...
SEC filing of the week: Upper90 raises $23M in funding
PROVIDENCE - Upper90 Capital Management LP, a hybrid credit firm that provides growth capital for technology startups, has raised $23 million for a fund...
Ocean Biomedical faces Nasdaq delisting
PROVIDENCE – Ocean Biomedical Inc. is at risk of being kicked off the Nasdaq exchange for failing to file quarterly and other required financial...
SEC filing of the week: Bally’s sells Asian digital business
PROVIDENCE – Bally's Corp. has agreed to sell its digital interactive business in Asia and some other international markets.
In its filing with the Securities...
SEC filing of the week: Scribl raises $250K for digital game...
PAWTUCKET – Scribl Inc., a collaborative digital game that utilizes creativity to build and measure human connection in the workplace, has raised $250,000.
In its...
SEC filing of the week: Avangrid shareholders approve $2.55B takeover bid
PROVIDENCE – A Connecticut-based energy company that owns a pair of offshore wind farms in New England has accepted a $2.55 billion takeover bid.
In...
SEC filing of the week: Bally’s amends merger agreement with introduction...
PROVIDENCE – Bally's Corp. has amended its merger agreement with hedge fund Standard L.P. to include provisions for a new class of stock.
In an...
SEC filing of the week: Sensata Technologies Holdings PLC
(Editor's note: This is the first in a weekly series of stories spotlighting filings by local companies of regulated business activities with the Securities...
Big Lots closing its store in Seekonk
SEEKONK – Big Lots is closing its location at 179 Highland Ave. as the company seeks to shut down 315 stores across the nation.
The...
Weston: Investing for retirement – Why you might want to reconsider...
Like many other educators, high school science teacher Robert Curtiss of Dearborn, Mich., thought he was doing the right thing by investing in his...