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Tag: U.S. Securities and Exchange Commission

Rubius Therapeutics files for liquidation and dissolution

SMITHFIELD – Massachusetts-based Rubius Therapeutics Inc., which sold its Rhode Island facility earlier this month after reporting financial hardships, has filed for liquidation and...

2 Hasbro board members to retire

PAWTUCKET – Three months after reelecting all 13 directors to its board and winning a proxy battle with an activist investor, Hasbro Inc. announced...

Hasbro shareholders reject challenge from activist investor Alta Fox

PAWTUCKET – Hasbro Inc. shareholders have voted to reelect all of the company’s 13 directors to its board, rejecting a slate of three nominees...

Musk puts Twitter buy on hold, casting doubt on $44B deal 

DETROIT (AP) – Elon Musk said Friday that his plan to buy Twitter is "temporarily on hold," raising fresh doubts about whether he'll proceed...

Cryptocurrency lender to pay nearly $1M to R.I. in national settlement

PROVIDENCE – A New Jersey-based financial services company will pay nearly $1 million to Rhode Island for promising high-return investments on risky, unregistered cryptocurrency...

R.I. man charged with defrauding investors in Ponzi scheme

PROVIDENCE – David Wagner of East Greenwich and Downing Partners LLC and its subsidiaries have been charged with defrauding investors out of millions of dollars. Separate...

Boards of directors for Washington Trust and Halsey Associates approve merger

WESTERLY – The boards of directors of The Washington Trust Co. and the bank’s wholly owned subsidiary Halsey Associates Inc. approved the merger of...

Better Markets applauds Supreme Court decision on liability of fraud

PROVIDENCE – Better Markets, a nonprofit advocating for the public’s interests in financial markets, applauded a new U.S. Supreme Court decision in the case...

Galvin announces ‘landmark settlement’ with coin offering issuer AirFox

PROVIDENCE – Mass. Secretary of the Commonwealth William F. Galvin has reached a “landmark settlement” with Boston-based initial coin offering issuer AirFox. AirFox agreed to...
JAY CLAYTON is chairman of the U.S. Securities and Exchange Commission, which recently proposed to overhaul its conflict of interest rules for brokers. / BLOOMBERG FILE PHOTO/ANDREW HARRER

Trump’s SEC proposes rewrite of Obama-era broker conflict rules

NEW YORK – The U.S. Securities and Exchange Commission on Wednesday proposed overhauling its conflict of interest rules for brokers, a move likely ensuring...
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