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SECRETARY OF THE COMMONWEALTH William F. Galvin says his office is investigating Wells Fargo Advisors to determine whether the company gave its customers inappropriate financial advice. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Massachusetts opens investigation into Wells Fargo Advisors

PROVIDENCE – Massachusetts officials have opened an investigation into Wells Fargo Advisors to determine whether the company gave customers inappropriate financial advice.William F. Galvin,...
SECRETARY OF THE COMMONWEALTH William F. Galvin has sent letters to hundreds of MetLife Inc. retirees informing them they are owed pension payments, following a December investigation into the company. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Mass. notifies hundreds of MetLife retirees about owed pension payments

PROVIDENCE – Massachusetts has sent hundreds of letters to retirees of MetLife Inc., telling them they are owed pension payments.Secretary of the Commonwealth William...
WILLIAM F. GALVIN, Massachusetts secretary of the commonwealth, is taking a hard stance on policing initial coin offerings in the state, as the system for raising funds through the sale of tradable digital coins has become a target for scam artists. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Galvin takes hard stance on initial coin offerings in Massachusetts

PROVIDENCE – Massachusetts regulators are taking a hard stance on the policing of initial coin offerings in the Bay State.William F. Galvin, secretary of...
WILLIAM F. GALVIN, Massachusetts secretary of the commonwealth, has launched an investigation into broker-dealer sales practices that could be harmful to customers. /COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Galvin investigates broker-dealer sales practices in Massachusetts

BOSTON – Massachusetts has launched an investigation into broker-dealer sales practices that could be harmful to customers.William F. Galvin, secretary of the commonwealth, has...
MASSACHUSETTS SECRETARY OF THE COMMONWEALTH William F. Galvin, a strong proponent of the U.S. Department of Labor’s fiduciary rule, which is designed to reduce conflicts of interest for brokers offering retirement service, says he is dismayed by U.S. Securities and Exchange Commissioner Michael Piwowar’s comments last week denouncing the new rule. /COURTESY MASSACHUSETTS SECRETARY OF STATE'S OFFICE

Galvin warns against Piwowar’s disapproval of DOL fiduciary rule

BOSTON – Secretary of the Commonwealth William F. Galvin is pushing back on remarks made by a U.S. Securities and Exchange commissioner.Galvin, a strong...
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