William F. Galvin - Page 2 of 2 - Providence Business News

WILLIAM F. GALVIN, secretary of the commonwealth, has urged the federal government to appeal the Fifth Circuit U.S. Court of Appeals recent ruling against the so-called "fiduciary rule" created by the U.S. Department of Labor. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Galvin slams court’s decision on fiduciary rule

Financial Services 03/27/2018

PROVIDENCE – William F. Galvin, secretary of the commonwealth, last week slammed a court decision to strike down the so-called “fiduciary rule” and urged...

SECRETARY OF THE COMMONWEALTH William F. Galvin says his office is investigating Wells Fargo Advisors to determine whether the company gave its customers inappropriate financial advice. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Massachusetts opens investigation into Wells Fargo Advisors

Financial Services 03/13/2018

PROVIDENCE – Massachusetts officials have opened an investigation into Wells Fargo Advisors to determine whether the company gave customers inappropriate financial advice. William F. Galvin,...

SECRETARY OF THE COMMONWEALTH William F. Galvin has sent letters to hundreds of MetLife Inc. retirees informing them they are owed pension payments, following a December investigation into the company. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Mass. notifies hundreds of MetLife retirees about owed pension payments

Financial Services 03/06/2018

PROVIDENCE – Massachusetts has sent hundreds of letters to retirees of MetLife Inc., telling them they are owed pension payments. Secretary of the Commonwealth William...

WILLIAM F. GALVIN, Massachusetts secretary of the commonwealth, is taking a hard stance on policing initial coin offerings in the state, as the system for raising funds through the sale of tradable digital coins has become a target for scam artists. / COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Galvin takes hard stance on initial coin offerings in Massachusetts

Financial Services 12/26/2017

PROVIDENCE – Massachusetts regulators are taking a hard stance on the policing of initial coin offerings in the Bay State. William F. Galvin, secretary of...

WILLIAM F. GALVIN, Massachusetts secretary of the commonwealth, has launched an investigation into broker-dealer sales practices that could be harmful to customers. /COURTESY MASSACHUSETTS SECRETARY OF THE COMMONWEALTH

Galvin investigates broker-dealer sales practices in Massachusetts

Financial Services 08/22/2017

BOSTON – Massachusetts has launched an investigation into broker-dealer sales practices that could be harmful to customers. William F. Galvin, secretary of the commonwealth, has...

MASSACHUSETTS SECRETARY OF THE COMMONWEALTH William F. Galvin, a strong proponent of the U.S. Department of Labor’s fiduciary rule, which is designed to reduce conflicts of interest for brokers offering retirement service, says he is dismayed by U.S. Securities and Exchange Commissioner Michael Piwowar’s comments last week denouncing the new rule. /COURTESY MASSACHUSETTS SECRETARY OF STATE'S OFFICE

Galvin warns against Piwowar’s disapproval of DOL fiduciary rule

Financial Services 08/01/2017

BOSTON – Secretary of the Commonwealth William F. Galvin is pushing back on remarks made by a U.S. Securities and Exchange commissioner. Galvin, a strong...

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