Thursday, February 2, 2023

TOPICS

Home Tags William Galvin

Tag: William Galvin

Mass. voters weighing stark choice for governor, millionaires tax

BOSTON (AP) – Massachusetts voters are weighing starkly different candidates for governor as they cast their ballots. The election pits Democrat Maura Healey, who would...

Trump-backed Diehl to take on Healey in Mass. governor race

BOSTON (AP) – Geoff Diehl, a former state representative endorsed by former President Donald Trump, has won the Republican nomination for Massachusetts governor over...

Baker administration estimates vaping ban costing stores up to $8M in...

PROVIDENCE – A three-month ban on retail nicotine and marijuana vaping products in Massachusetts has the potential to cost private businesses $7 million to...

R.I. man charged with defrauding investors in Ponzi scheme

PROVIDENCE – David Wagner of East Greenwich and Downing Partners LLC and its subsidiaries have been charged with defrauding investors out of millions of dollars. Separate...
FINANCIAL SERVICES FIRM LPL Financial has agreed to pay a settlement of $26 million for illegally selling unregistered, nonexempt securities since October 2016. The company reached the settlement April 30 with Massachusetts and Alabama, which were lead investigators in the matter, and the North American Securities Administrators Association.

Firm reaches settlement, buy-back plan for illegal sale of securities

PROVIDENCE – The financial services firm LPL Financial LLC has agreed to pay a settlement of $26 million for illegally selling unregistered, nonexempt securities...
- Featured Event -

Latest News

CLOSE

70% OFF A ONE-YEAR SUBSCRIPTION

TODAY ONLY!