Wells Fargo agrees to $813K settlement to SEC over 38 Studios complaint

PROVIDENCE – Wells Fargo Securities LLC has agreed to a $812,500 settlement with the Securities and Exchange Commission over its role in the 38 Studios LLC debacle, according to filings in U.S. District Court in Rhode Island Monday. The federal agency previously charged R.I. Economic Development Corp. (now the R.I. Commerce Corp.), Wells Fargo Securities…

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