Tag: U.S. Securities and Exchange Commission
Better Markets applauds Supreme Court decision on liability of fraud
PROVIDENCE – Better Markets, a nonprofit advocating for the public’s interests in financial markets, applauded a new U.S. Supreme Court decision in the case...
Galvin announces ‘landmark settlement’ with coin offering issuer AirFox
PROVIDENCE – Mass. Secretary of the Commonwealth William F. Galvin has reached a “landmark settlement” with Boston-based initial coin offering issuer AirFox.
AirFox agreed to...
Trump’s SEC proposes rewrite of Obama-era broker conflict rules
NEW YORK – The U.S. Securities and Exchange Commission on Wednesday proposed overhauling its conflict of interest rules for brokers, a move likely ensuring...
Galvin warns against Piwowar’s disapproval of DOL fiduciary rule
BOSTON – Secretary of the Commonwealth William F. Galvin is pushing back on remarks made by a U.S. Securities and Exchange commissioner.
Galvin, a strong...
Alexion raided by Brazilian police in sales investigation
BRASILIA, Brazil - Alexion Pharmaceuticals Inc.’s Sao Paulo offices were raided by Brazilian authorities Monday as part of an investigation into the drugmaker’s sales...
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